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The
Death Penalty in the U.S.
A
brief history of the death penalty in the U.S. since 1930, when death
penalty statistics began to be collected on a regular basis. This history
emphasize death penalty statistics and the constitutional history of
the death penalty and is based primarily on the annual capital punishment
bulletins of the Bureau
of Justice Statistics, U.S. Department of Justice. For further information,
see the Death Penalty Information Center's History
of the Death Penalty.
From 1930, the first year for which statistics are readily available from
the Bureau of Justice Statistics,
to 1967, 3,859 persons were executed under civil (that is, nonmilitary)
jurisdiction in the United States. During this period of
nearly half a century, over half (54%) of those executed were black, 45
percent were white, and the remaning one percent were members of other racial
groups -- American Indians (a total of 19 executed from 1930-1967), Filipino
(13), Chinese (8), and Japanese (2). The vast majority of those executed
were men; 32 women were executed from 1930 to 1967. Three
out of five executions during that period took place in the southern U.S.
The state of Georgia had the highest number of executions during the period,
totaling 366 -- more than nine percent of the national total. Texas followed
with 297 executions; New York with 329; California with 292; and North Caroline
with 263. Most executions -- 3,334 of 3,859 -- were for the crime of murder;
455 prisoners (12%) -- ninety percent of them black -- were executed for
rape; 70 prisoners were executed for other offenses. During
the same period, the U.S. Army (including the Air Force) executed 160 persons,
including 106 executions for murder (including 21 involving rape), 53 for
rape, and one for desertion. (The execution for desertion was the subject
of the 1974 movie "The Execution of Private Slovik.") The U.S.
Navy has executed no one since 1849.
By the end of the 1960s, all but 10 states had laws authorizing capital
punishment, but strong pressure by forces opposed to the death penalty resulted
in an unofficial moratorium on executions for several years, with the last
execution during this period taking place in 1967. Prior to this, an average
of 130 executions per year occurred.
Furman
invalidates most
death penalty laws |
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Legal challenges to the death penalty culminated in a 5-4 U.S. Supreme Court
decision Furman
v. Georgia, 408 U.S. 153 (1972), which struck down federal and state
capital punishment laws permitting wide discretion in the application of
the death penalty. Characterizing these laws as "arbitrary and capricious,"
the majority ruled that they constituted cruel and unusual punishment in
violation of the Eighth
Amendment to the U.S. Constitution and the due process guarantees of
the Fourteenth
Amendment. Only two of the justices concurring in the decision (Justices
Brennan and Marshall) declared capital punishment to be unconstitutional
in all instances, however; other concurrences by Justices Douglas, Stewart,
and White focused on the abitrariness of the application of capital punishment,
including the appearance of racial bias against black defendants. In all,
nine separate opinions -- five invalidating existing laws and four arguing
for their retention -- were written by the nine Supreme Court justices spelling
out their different views on what constituted the "cruel and unusual
punishment" prohibited by the Eighth Amendment.
More than 600 death row inmates who had been sentenced to death between
1967 and 1972 had their death sentences lifted as a result of Furman,
but the numbers quickly began to build up again as states enacted revised
legislation tailored to satisfy the Supreme Court's objections to arbitrary
imposition of death sentences. These laws were of two major types: The
first type, providing for guided discretion, was upheld by the Supreme
Court in three related cases: Gregg
v. Georgia, 428 U.S. 153 (1976), Jurek
v. Texas, 428 U.S. 262 (1976), and Proffitt
v. Florida, 428 U.S. 242 (1976). The Georgia, Texas, and Florida
statutes validated by the Supreme Court afforded sentencing courts the discretion
to impose death sentences for specified crimes and provided for two-stage,
or "bifurcated," trials, involving in the first stage the determination
of a defendant's guilt or innocence and, in the second, determination of
the sentence after consideration of aggravating and mitigating circumstances.
In Georgia and Texas, the final sentencing decision rested with the jury,
and in Florida with the judge. Those laws
which provided a mandatory death penalty for specific crimes, and
allowing no judicial or jury discretion beyond the determination of guilt,
were declared unconstitutional in Woodson
v. North Carolina, 428 U.S. 280 (1976) and Roberts
v. Louisiana, 428 U.S. 325 (1976). These rulings led directly to
the invalidation of mandatory death penalty statutes in 21 states, and resulted
in the modification of the sentences of hundreds of offenders from death
to life imprisonment.
The
first execution under the new death penalty laws took place on January 17,
1977, when convicted murdered Gary Gilmore was executed by firing squad
in Utah.
Gilmore's was the first execution in the United States since 1967. Two prisoners
were executed in 1979; one in 1981; two in 1982; and five in 1983. Executions
increased dramatically in 1984, with 21 in that year, and there have been
at least 10 executions in the U.S. every year since. There were 74 executions
in 1997. From 1977 to 1997, a total of 432 executions took place. Of the
executed prisoners during this period, 266 were white, 161 were black, and
five were of other races. By the end of 1997, 38 states and the federal
government had capital punishment law; 12 states (including Alaska) have
no death penalty. (Bureau of Justice Statistics annual
bulletins on capital punishment provide current information on U.S.
jurisdictions which authorize the death penalty.) By the end of 1996, 3,219
prisoners were under sentence of death, including 3,208 in 34 states and
11 under federal jurisdiction. All were convicted of murder.
Supreme Court
decisions refine
death penalty laws |
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In 1977, the Supreme Court declared in Coker
v. Georgia, 433 U.S. 584 (1977) that applying the death penalty
in rape cases was unconstitutional because the sentence was disproportionate
to the crime. Coker resulted in the removal of twenty inmates --
three whites and 17 blacks -- awaiting execution on rape convictions from
death rows around the country. In Lockett
v. Ohio, 438 U.S. 586 (1978), the high court forced a number of
states to again revise their death penalty statutes by ruling that the sentencing
authority in a capital case must consider every possible mitigating factor
to the crime rather than limiting, as Ohio had, the mitigating factors that
could be considered to a specific list. For additional Supreme Court decisions,
see Selected Supreme Court Decisions, below.
Since the 1976 Gregg
decision upholding the constitutionality of Georgia's death penalty law,
numerous states have reinstated capital punishment in their statutes.
The most recent state to enact a death penalty law was New York in 1995.
As of January 1998, 38 states and the federal government have capital
punishment laws in effect. Alaska, eleven other states -- Hawaii, Iowa,
Maine, Massachusetts, Michigan, Minnesota, North Dakota, Rhode Island,
Vermont, West Virginia, and Wisconsin -- and the District of Columbia
do not have a death penalty. Sites providing information on the current
status of the death penalty throughout the nation are available on the
Death Penalty Statistics page.
Selected
U.S. Supreme Court Decisions
See
also the collection of historic
capital punishment decisions from the Legal
Information Institute at Cornell University. LII also provides death
penalty cases since 1990 and U.S.
Death Penalty Law Materials. Other resources on the Supreme Court
are available through the Justice Center's
Legal Research: U.S. Supreme Court and Courts
& Judicial Process: U.S. Supreme Court links pages.
Determining
the Constitutionality of the Death Penalty
Refining
Death Penalty Laws
- Woodson
v. North Carolina, 428 U.S. 280 (1976): Mandatory death penalty
laws declared unconstitutional. See also Roberts
v. Louisiana, 428 U.S. 325 (1976).
- Coker
v. Georgia, 433 U.S. 584 (1977): Death penalty for the rape
of adult women declared unconstitutional because the sentence was disproportionate
to the crime. Twenty prisoners from around the country were removed
from death row as a consequence of this decision.
- Lockett
v. Ohio, 438 U.S. 586 (1978): Sentencing authorities must have
the discretion to consider every possible mitigating factor, rather
than being limited to a specific list of factors to consider. This decision
resulted in the release of 99 prisoners from Ohio's death row. See also
Bell
v. Ohio, 438 U.S. 637 (1978).
- Godfrey
v. Georgia, 446 U.S. 420 (1980): Sent back for retrial several
cases on grounds of too broad and vague an application of the provision
stipulating the death penalty if the offense was "outrageously
or wantonly vile, horrible, or inhumane, in that it involved torture,
depravity of mind, or an aggravated battery to the victim." The
ruling did not affect the statute itself, but the court held that the
relevant facts in Godfrey were not substantially different from
other cases in which the provision was not applied.
- Beck
v. Alabama, 447 U.S. 625 (1980): Struck a portion of Alabama's
death penalty law that blocked juries from convicting defendants of
an included lesser offense rather than the capital crime itself; juries
were required to either convict a defendant of the capital crime or
to acquit him.
- Adams
v. Texas, 448 U.S. 38 (1980): Prospective jurors cannot be excluded
from service in capital trials because they would be "affected"
by the possibility of a capital sentence.
- Hopper
v. Evans, 456 U.S. 605 (1982): Upheld the death sentence of
a defendant convicted under the Alabama statute partially struck down
in Beck v. Alabama. The court held that, since a lesser offense
was not an issue, the law's failure to allow for it did not prejudice
the case; i.e., the conviction of a capital prisoner tried under a partially
flawed statute need not be reversed unless it was actually touched by
the imperfection. Evans was executed on April 22, 1983.
- Enmund
v. Florida, 458 U.S. 782 (1982): Struck down the death sentence
of a defendant who had not intended, attempted, or actually killed the
victim of a robbery in which he was an accomplice.
- Pulley
v. Harris, 465 U.S. 37 (1984): Upheld the death penalty in a
California case, holding that there was no constitutional requirement
for a proportionality review -- that is, a review of sentences in comparable
cases throughout a state to deterimine if similar cases are handled
in a similar way -- though many state death penalty law provide for
such a review.
- Ford
v. Wainwright, 477 U.S. 399 (1986): Held that is is unconstitutional
to execute a person who is insane.
- McCleskey
v. Kemp, 481 U.S. 279 (1987): Rejected the claim that death
penalty sentencing in Georgia was administered in a racially biased
manner in violation of the Eighth and Fourteenth Amendments, despite
statistical data on capital sentences in Georgia to which showed that
black defendants convicted of killing white victims were more likely
to be given the death sentence than other defendants. (See also Specific
Issues: Racial Disparities.)
- Thompson
v. Oklahoma, 487 U.S. 815 (1988): Ruled that youths younger
than 16 years old at the time of their offense cannot be constitutionally
executed. (See also Specific Issues:
Juveniles.)
- Penry
v. Lynaugh, 492 U.S. 302 (1989): Ruled that it is not categorically
unconstitutional to execute a mentally retarded person found guilty
of capital murder. Some states have enacted laws specifically excluding
capital sentencing for persons determined to be mentally retarded. (See
also Specific Issues: Mentally
Retarded Persons.)
- Stanford
v. Kentucky, 492 U.S. 361 (1989): Reaffirmed the court's opinion
that it was not unconstitutional to execute youths at least 16 years
old at the time of committing a capital offense. A number of states
define minimum ages authorized for capital punishment. (See also Specific
Issues: Juveniles.)
Recent
Developments & Future of the Death Penalty
Information
on the current status of the death penalty in the U.S. is available from
a number of sites listed on the Death Penalty Statistics
page. In addition, the sites below monitor and issue reports on changes
in the death penalty in the U.S.
Special
Rapporteur on Extrajudicial, Summary or Arbitrary Executions
The Special Rapporteur is mandated by the U.N. Commission for Human
Rights to address instances of executions that violate international standards
regarding human rights and the right to life. See also The
International Context: Special Rapporteur on Extrajudicial, Summary, or
Arbitrary Executions. The country reports listed below are excerpted
from annual reports of the Special Rapporteur; complete citation information
and links to the complete reports are provided on the individual pages.
- Country Report for the United States of
America, 1992
- Country Report for the United States of
America, 1993
- Country Report for the United States of
America, 1994
- Country Report for the United States of
America, 1995
- Country Report for the United States of
America, 1996
- Country Report for the United States of
America, 1997
- Country Report for the United States of
America, 1998
- 1997
Mission to the United States of America: The Special Rapporteur,
Mr. Bacre Waly Ndiaye, conducted a mission to the U.S. from 28 September
to 8 October 1997. This is his report on the mission and its findings.
During his mission, Mr. Ndiaye visited Washington, DC, and the states
of New York, Florida, Texas, and California, and met with federal, state,
and prison officials; death row inmates; capital defense attorneys;
victims' families; experts on death penalty issues; and others concerned
with the death penalty. Of particular concern to the Special Rapporteur
were reports of discriminatory and arbitrary use of the death penalty;
lack of adequate defense during trial and appeal procedures; execution
of persons who were juveniles at the time of offense and mentally retarded
persons; extension of the scope of the death penalty; and deaths in
custody and deaths due to use of lethal force by law enforcement officials.
Recommendations are included in the report.
- Call for a moratorium
on executions in the U.S.: Press release, April 3, 1998.
Amnesty
International
Amnesty International is a well-known international human rights organization
based in London and issues annual reports on human rights issues throughout
the world. It advocates for the abolition of the death penalty, and has
an ongoing anti-death
penalty campaign.
- United
States of America: Developments on the Death Penalty During 1993:
London: Amnesty International, 1994.
- Open
Letter to the President on the Death Penalty: Letter to President
Bill Clinton from Pierre Sané, Secretary General. London: Amnesty
International, January 1994. In an open letter to President Bill Clinton,
Amnesty International called on the U.S. Government to recognized its
responsibility for ensuring equal protection of the law to all U.S.
citizens by establishing a presidential commission on the death penalty
and to establish a moratorium on executions until the commission reported
its findings.
- "Amnesty
International Urges Presidential Commission on Death Penalty":
London: Amnesty International, 1994.
- United
States of America: Developments on the Death Penalty During 1994:
London: Amnesty International, 1995.
- "United
States of America: Followup on Amnesty International's Open Letter to
the President on the Death Penalty": London: Amnesty International,
1995. By the end of 1994, no substantive response to the January 1994
open letter had been received and new legislation widening the scope
of the death penalty in the U.S. had been enacted.
- "United
States of America: Possible Reinstatement of the Death Penalty in New
York": London: Amnesty International, 1995.
- "United
States of America: Reinstatement of the Death Penalty in New York":
London: Amnesty International, May 1995. Governor George E. Pataki signed
a bill reinstating the death penalty in New York on 7 March 1995, making
it the 38th state in the U.S. to have a death penalty.
- United
States of America: Developments on the Death Penalty During 1995:
London: Amnesty International, February 1996.
- United
States of America: Death Penalty Developments in 1996: London:
Amnesty International, March 1997.
- Amnesty
International: Publications on the United States of America
Death
Penalty Information Center (DPIC)
DPIC is a non-profit organization providing analysis and information
on issues concerning capital punishment. It advocates abolition of the
death penalty.
- History of
the Death Penalty
- What's New:
Brief news items on the death penalty.
- The Death
Penalty in 1998: Year End Report: Washington, DC: Death Penalty
Information Center, December 1998.
- The Death
Penalty in 1997: Year End Report: Washington, DC: Death Penalty
Information Center, December 1997. Of particular note was the number
of executions in Texas: 37 executions in 1997 as opposed to 3 executions
in Texas in 1996. Also reports on national public opinion polls.
- 1996 Year
End Report: A Summary of Important Events in the Death Penalty in the
Past Year: Washington, DC: Death Penalty Information Center,
December 1996.
- Federal Death
Penalty: Basic information on federal death penalty statutes enacted
since Furman and statistics.
- Public Opinion About
the Death Penalty: Results of recent public opinion polls.
- Twenty
Years of Capital Punishment: A Re-evaluation: by Richard C.
Dieter. Washington, DC: Washington, DC: Death Penalty Information Center,
June 1996. This review of the death penalty from an abolitionist viewpoint
addresses issues such as racial disparities and other inequities, executions
of juveniles, cost of capital cases, politicization of the issue, the
risk of executing the innocent, and international developments.
- The Future
of the Death Penalty in the U.S.: A Texas-Sized Crisis: By Richard
C. Dieter. Washington, DC: Washington, DC: Death Penalty Information
Center, 1994. Texas is the leader in the use of the death penalty in
the U.S. Analysis of Texas' experience from an abolitionist viewpoint
is a jumping-off point for discussing the implications to the nation
as a whole of the possibility of official misconduct in death penalty
cases, racism, and inequities in legal representation.
Historical
Resources
Other
resources on the history of the death penalty in the U.S. and in other
nations.
United
States
- The Execution
of Caleb Adams: This site chronicles the life, crime, trial, and
execution by hanging of Caleb Adams, a nineteen-year-old convicted in
1803 of murdering a six-year-old boy.
- "Dirty
Details: Executing U.S. Soldiers During World War II": by J.
Robert Lilly. 28 November 1995; earlier draft presented at the annual
meeting of the American Society of Criminology, Boston, November, 1995.
Part of a long-term examination of the execution of U.S. soldiers during
World War II, this paper describes the crimes, defendants, and victims
for 18 military executions that took place in England, 1943-1945.
- "Executing
U.S. Soldiers in England, WWII: The Power of Command Influence and Sexual
Racism": by J. Robert Lilly and J. Michael Thompson. 31 August
1995. The Visiting Forces Act of 1942 permitted the American military
during World War II to use capital punishment in England as an extension
of discipline. The authors argue that the act's purpose was to control
a perceived danger: the socializing of African American troops with
British females, and the possible explosive violence between Caucasian
and African American troops.
England
- Tyburn Tree: Public
Executions in Early Modern England: Each of the three horizontal
beams of Tyburn "Tree," in London, could hang up to eight
people at once. The links
page has links to other sites about executions in English cities.
- Tower of London
Virtual Tour: "Founded nearly a millennium ago and expanded
upon over the centuries since, the Tower of London has protected, housed,
imprisoned and been for many the last sight they saw on Earth. It has
been the seat of British government and the living quarters of monarchs...the
site of renown political intrigue, and the repository of the Crown Jewels....
It has housed lions, bears, and (to this day) flightless ravens...not
to mention notorious traitors and framed members of court, lords and
ministers, clergymen and knights."
- Capital
Punishment in Modern British Law and Culture: by T.P. Uschanov.
Circa 1994. Provides a history of the death penalty and its abolition
in the United Kingdom under the 1965 Murder Act, with a discussion of
recent attempt to reintroduce the death penalty in Britain.
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